BU 683

Adv Security Analysis

This course covers the code of ethics and professional standards. Details of ethical issues in the financial analyst profession as well as the responsibilities of the analyst to the employer, the investing public, and clients will be covered. Case discussions will be used to illustrate specific topics dealing with insider trading, fiduciary duty and soft dollar standards. These topics should be expanded to cover corporate disclosure requirements and ethical issues in personal investing. Prerequisite: Registration in the MBA with CFA Option program only. Exclusion: BU657